Compliance Officer

  • Posted: 22/03/2024
  • Salary: -
  • Location: Zürich, Switzerland
  • Job Type: Permanent/Fixed Term
We are seeking an enthusiastic Senior Compliance Officer to join our client based in Zurich.

Our client strives to make future-oriented, sustainable, and data-driven investments, both nationally and internationally. With over 300 years of experience, they turn ambition into reality with a team of over 2000 colleagues spread across different areas of expertise and locations.
As a Senior Compliance Officer, you will play a pivotal role in the dynamic environment, where you will have broad exposure to day-to-day compliance activities and ample opportunities for professional development. Reporting to the Head of Compliance Switzerland, you will be responsible for:
  • Reviewing client files to assess compliance and client integrity risks, including KYC, AML/CFT, sanctions, bribery, and corruption, as well as client tax integrity.
  • Serving as the main point of contact for Relationship Managers and internal stakeholders regarding compliance matters.
  • Developing and implementing compliance controls within specified timelines, including documentation and escalation of findings.
  • Developing and maintaining internal policies, procedures, and guidelines to ensure compliance with group-level requirements.
  • Contributing to Compliance training programs for employees.

Your Profile:
  • A university degree in law, business administration, or a related field, Compliance certification is advantageous.
  • At least 5 years of experience in compliance, risk management, and/or audit functions, preferably within Swiss Private Banking.
  • Profound working knowledge of Swiss, Benelux and/or European regulations, including AML/CFT, FACTA/CRS, investment suitability, cross-border, market abuse, sustainability, and other compliance risks.
  • Strong multitasking abilities, attention to detail, and collaboration skills.
  • Fluency in German and English is essential, with proficiency in Dutch preferred.

- An exciting role within a dynamic, supportive, and inspiring team.
- Opportunities for personal and professional growth.
- 27 days holidays.
- Competitive and transparent employment terms, focused on future prospects, personal advancement, and flexibility.

Apply for this role