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VP Funds Counsel

  • Location

    New York, United States

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Salary:

    .

  • Contact:

    Chris Markley

  • Contact email:

    chris.markley@jcwresourcing.com

  • Job ref:

    59794

  • Published:

    3 months ago

  • Expiry date:

    2021-08-24

  • Consultant:

    Chris Markley

Our client, a top tier investment management firm, is currently looking to expand their Legal team with a Counsel position, specifically responsible for regulatory change matters. 

This would be a broad role, where you will be expected to have strong Securities and/or Commodities Regulatory knowledge. Within this role, you will advise on regulatory matters ranging across SEC, CFTC and/or FINRA regulations, supporting inquiries & examinations, as well as overall implementation of regulatory measures required across their trading/markets business lines.

Experience Required

  • JD & Member of the bar of any U.S. state
  • At least 5+ years’ experience from law firm and/or in-house.
  • Extensive background in being point of contact to the business for advisory matters
  • Exceptional 1940's Act knowledge