Support Group Compliance - Associate Director

Support Group Compliance - Associate Director

  • Location

    New York, United States

  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:


  • Contact:

    Chris Markley

  • Contact email:


  • Job ref:


  • Published:

    3 months ago

  • Expiry date:


  • Consultant:


A global investment management organization is looking for a for someone in their Houston office to serve as their Head of Advisory - Commodities Compliance. They are targeting candidates with experience building an Issues Management program, as well as being able to perform regulatory gap analyses and risk assessments in regards to CFTC standards.


In this position, you will report to the Global Head of Commodities Compliance Advisory, and you will be responsible for building out the firm's advisory function in North America.


In this position, you will serve as the Head Advisor to senior management in regards to CFTC regulatory compliance, as well as build out the team responsible for advisory, primarily to the Market Operations Division.



  • Bachelor and Graduate Degree required
  • 7+ years working with a CFTC regulated entity and serving in an advisory role