Risk & Compliance Officer

Risk & Compliance Officer

  • Location


  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:

    £61.5k - 79.1k per year

  • Contact:

    Daniel Ambrose

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    10 months ago

  • Expiry date:


A global asset/wealth management firm based in Luxembourg is looking for an experienced Risk & Compliance Officer to help manage the responsibilities across risk management (ICAAP), compliance & monitoring (MiFIDII), and financial crime (AML).


  • Help with the day to day administration of the Risk and Compliance Function
  • Responsibility for the design, development, implementation and monitoring of the Risk Management Policy and Process (”RMP”) in accordance with Luxembourg regulations and best practices
  • Design and implement ICAAP & ILAAP
  • Implement an Operational Risk Framework
  • Implement the Compliance Monitoring Programme
  • Ensure AML/CFT requirements are met, ensure completion of AML risk assessments
  • Monitor risks associated with new investments strategies implemented by the Portfolio Manager
  • Close interaction with the group Portfolio Management function - for risks linked to investments, and with other departments (e.g. IT, legal, administration, etc.) for operational risks, intervening in the investment process
  • Regulatory reporting on risk-related matters for Senior Management and Board of Directors 
  • Help to deliver Risk & Compliance training in the areas of RMP & Compliance Monitoring Induction, AML, Conflicts of Interest, Suitability, Market Abuse etc.


  • 5+ years' experience in Risk Management & Compliance Monitoring
  • Background in an EU Regulated environment (specifically wealth/asset/investment management or banking)
  • Knowledge of AML/CTF/MiFID II essential
  • Luxembourg regulatory experience (CSSF) essential
  • Wide understanding of difference financial markets/instruments 
  • Excellent communication and ability to challenge stakeholders
  • French fluency ideal

Location: Luxembourg

Type: Permanent, full-time

Salary: €70-80k base p/a (negotiable depending on experience)

Please note, all applicants must be eligible to work in Luxembourg without a sponsored visa/work permit, as this will not be provided.