Private Transactions Conflicts Officer

  • Posted: 04/05/2023
  • Salary: .
  • Location: Manhattan, New York, United States
  • Job Type: Permanent/Fixed Term

This position is with a leading Investment firm and is on a hybrid schedule in their Santa Monica office.

This is an opportunity where you will be in a leading role in monitoring private clients and their investments to ensure the organization isn’t having conflicts. Candidates must be a qualified attorney and have experience working at a law firm with a strong background in conflicts of interest.

Role Responsibilities:

  • Monitoring private clients and their investments to ensure organizations isn’t having conflicts.
  • Effectively review private transactions and maintain the conflicts of interest review process for the firm.
  • Analyze transactions for regulator risk as needed.


  • JD Qualified.
  • 4+ years of experience working as an Conflicts attorney at a Law firm.
  • Strong analyzing transactions for regulatory risk and ensuring private clients and their investments don’t have conflicts of interest.
  • Experience with the Investment Advisor Act of 1940.

Apply for this role