Manager 1, Audit Services - Asset Management

Manager 1, Audit Services - Asset Management

  • Location

    Chicago, United States

  • Sector:

    Audit & Finance

  • Job type:


  • Salary:


  • Contact:

    Megan Cifuni

  • Contact email:


  • Job ref:


  • Published:

    6 months ago

  • Expiry date:


  • Consultant:


I'm currently partnering with a large financial services firm recruiting for an Audit Manager opening within their Asset Management team. My client is searching for someone with 5-7 years of experience working in investment banking and/or investment/asset management leading and executing audits
 Principal Responsibilities:
  • Develop audit approaches, creating forecasts, coordinating staffing and leading a portfolio of core audit projects
  • Support oversight, execution and evolution of the core audit plan, including delivery of leadership and guidance on trends and emerging risks
  • Manage direct report performance management and career development
  • Demonstrate an understanding of business processes, risks, and controls, along with an understanding of relevant laws, industry changes, and the impact of technology
  • Analyze risks, plan and prioritize audit projects for on-time delivery, conduct interviews, observe operations, document and analyze processes and controls
  • Promote audit best practices across the department methodologies, use of the work paper tool, application of fraud evaluation and data analytics techniques
  • Bachelor's degree from accredited institution
  • Professional certification such as:  Certified Internal Auditor (CIA), Certified Financial Services Auditor (CFSA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA)
  • 7-10 years professional experience in 
    udit or regulatory examiner experience with a global financial institution - preferably focused on asset managementInternal A
  • Demonstrated ability to guide, supervise, and coach a team through projects around topics such as: investment strategy, product management, investment administration, portfolio management and trading, alternative investments, derivatives, money market funds, mutual funds, collective investment funds, unit investment trusts, exchange traded funds, hedge funds, private equity funds, separately managed accounts
  • Proficient understanding of control frameworks such as:  COSO Internal Control Integrated Framework and COBIT Information and Related Technology Framework
Megan Cifuni recruits exclusively for Audit professionals across the financial services and public accounting sectors. For more information regarding this position please contact Megan Cifuni at 646 517 8726  or megan.cifuni@jcwresourcing.com.