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Investment Risk Consultant

Investment Risk Consultant

  • Location

    London , United Kingdom

  • Sector:

    Risk Management

  • Job type:

    Permanent

  • Salary:

    !

  • Contact:

    Laura Bermudez

  • Job ref:

    43337

  • Published:

    7 months ago

  • Expiry date:

    2019-08-13

  • Consultant:

    #

You will need to:

 

  • Have Compliance & Risk experience, or Risk experience with an interest or working knowledge of fund regulations.
  • 5 - 7 years experience within compliance across investment restrictions
  • A Degree in maths/science


Responsibilities:

  • Reporting line to the Chief Compliance Officer
  • Negotiate new investment mandates with clients and PMs
  • Implement investment restrictions in the central risk system
  • Oversee a monitoring programme to analyse alerts in real time to ensure portfolios are compliant with investment mandates
  • Work with traders and PMs to communicate post-trade and pre-trade investment restrictions, and to resolve exceptions
  • Work closely with Product Legal and structuring teams to specify prospectus or other document amendments as required
  • Maintain dialogue with trustees and regulators around regulatory risk frameworks (UCITS, AIFMD, etc.)
  • Keep up to date and advise the trading and investment management teams on trading decisions subject to regulatory trading restrictions
  • Work with the Equity Finance team to manage counterparty risk
  • Working with Technology and Risk Management to specify system enhancements required to implement new risk measures
  • Produce monthly, quarterly, annual and ad hoc reporting to the trustees and board of directors of Man's regulated fund platforms.
  • Responsible for training and personal development within the team