Investment Compliance Architecture Manager

Investment Compliance Architecture Manager

  • Location

    Frankfurt Am Main, Germany

  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Contact:

    Joelina Witthoft

  • Job ref:


  • Published:

    about 2 years ago

  • Expiry date:



  • System performance and functional oversight of compliance systems, (Bloomberg CMGR, MIG21, SQL based proprietary system) including issues resolutions and enhancements in collaboration with internal and external teams.
  • Proactively serving and advising our investment professionals on Investment Guideline topics. Especially in the context of new fund launches and new or changed guidelines and their implementation.
  • Analysing and interpreting regulatory documents and client guidelines . Evaluating their impact on our business function and leading required technical and process implementations.
  • Actively participating in company projects and analysing the impact on Investment Compliance, proposing solutions, and implementing any necessary systems or process changes.
  • Support the development of a global Investment Portfolio Compliance function and work in such environment , incl. continuously improving coding principles and guideline standardisation.




  • Academic training or equivalent professional training in the area of Finance or IT (preferably in Asset Management ).
  • Thorough knowledge of financial instruments including derivatives and alternative assets.
  • Pleasure and ability to work in a dynamic and international business environment.
  • Strong self-management skills and discipline – ability to take initiative and get things done under pressure and tight deadlines.
  • Team player and ability to build positive relationships internally and externally.
  • Sound knowledge of MS Office tools; VBA skills represent an advantage.
  • Organisational Skills / Attention to Detail.
  • Ability to multi-task in a fast paced environment.
  • Ability to problem solve and spot issues proactively.
  • Strong oral and written communication skills.
  • Fluent in German and English (both orally and in writing).
  • Experience in the area of guideline compliance is a plus.