Compliance Regulatory & Control Officer

Compliance Regulatory & Control Officer

  • Location


  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:

    £0 per year

  • Contact:

    Laura Bermudez

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    7 months ago

  • Expiry date:


In order to strengthen the Compliance Department in Luxembourg, my client is looking for a Compliance Regulatory & Control Officer

Your responsibilities:

  • Control that Regulatory requirements are properly implemented within the Bank;
  • Lead or participate to regulatory projects’ implementation;
  • Perform control mission over the activities of the Bank in respect of the scope of compliance function;
  • Write control mission report;
  • Prepare various reporting for Head Office (mother company in Beijing), Management, Audit & Compliance committee, internal committees, Head of Compliance Luxembourg and European Chief Compliance Officer;
  • Promote compliance culture within the Bank;
  • Participate to regulatory trainings organised within the Bank;
  • Perform training to Bank’s staff and especially new joiners;
  • Assist the compliance team in the implementation of regulatory obligations within their control activities;
  • Assist Head of Compliance Department in Luxembourg and the European Chief Compliance Officer in the establishment and implementation of policies and procedures regarding compliance aspects.

Your profile:

  • University degree specialized in Economics or Law;
  • Minimum 4 years experience in financial institution in similar position or in another control function; an audit background is relevant for this position;
  • In depth knowledge of  EU directives related to Compliance and Luxembourg legal and regulatory requirements, knowledge of other European legal and regulatory requirements;
  • Fluency in English, French is considered as an advantage;
  • Objectivity, integrity, confidentiality and organization.