W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9kq1cgl2pwzy9iyw5uzxitam9icy5qcgcixv0

Compliance Officer

Compliance Officer

  • Location

    Luxembourg, Luxembourg

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Salary:

    € 90.000

  • Contact:

    Joelina Witthoft

  • Job ref:

    38267

  • Published:

    6 months ago

  • Expiry date:

    2019-01-03

  • Consultant:

    #

Compliance Officer

 

YOUR KEY RESPONSIBILITIES

  • identifying the existing rules and the upcoming regulations in Luxembourg which may impact business
  • keep updated on directives, laws, regulations and circulars governing the conduct of business activities of the management company and funds
  • fight against anti-money-laundering and the financing of terrorism, as well as the rules of conduct of the financial sector and investor protection rules
  • develop and reinforce existing controls in order to mitigate such risks in coordination with Group Compliance
  • provide advice on regulatory and legal matters on any compliance issues that may arise, conduct compliance monitoring and reporting in line with Group Compliance standards
  • provide advice with regard to client onboarding and transactions that may be considered as unusual, monitor the operation and effectiveness AML / CTF systems and controls
  • preparing and providing regular compliance reports, as appropriate, to senior management
  • act as the contact person for the local regulator and authorities as regards to anti-money laundering / counter-terrorist financing (AML / CTF)  and Compliance
  • verify that the organizational duties relating to Compliance are complied with (cross boarding rules, treat customers fairly, conflict of interest management), including outsourced and / or delegated regulated activities
  • monitoring of personal employee transactions, prevention of market abuse and insider trading, marketing compliance

YOUR PROFILE

  • university degree in Finance, Law or Business Administration
  • 5 years of work experience in the Luxembourg financial sector, especially in compliance, audit or legal department
  • good understanding of rules applicable to the Luxembourg investment fund industry
  • ability to succeed, grow and be challenged in a dynamic environment
  • strong communication skills
  • ability to prioritize risks and tasks effectively
  • fluent in English and German written and spoken. French is considered as an advantage
  • ability to work independently closely aligned with the Group Compliance function