Job Title: Compliance Officer
Location: Luxembourg
Company Overview:
Our client is a leading global asset management firm specializing in Alternative Investment Funds (AIFs) and Undertakings for Collective Investment in Transferable Securities (UCITS). The Luxembourg office is a central hub for regulatory compliance, ensuring the firm's commitment to excellence and adherence to industry standards.
Role Overview:
The Compliance Officer will support the compliance function with a focus on KYC onboarding, monitoring, and ensuring adherence to regulatory requirements. This role is ideal for someone with 4-5 years of experience in compliance or a similar function, looking to further develop their expertise in the asset management sector.
Key Responsibilities:
- KYC/AML Onboarding: Perform KYC checks and customer due diligence (CDD) for new and existing clients, ensuring compliance with AML/CTF regulations.
- Compliance Monitoring: Assist in implementing and maintaining compliance monitoring programs to ensure adherence to internal and regulatory standards.
- Regulatory Reporting: Support the preparation of compliance reports for senior management and regulatory authorities.
- Policy Implementation: Assist in developing and updating compliance policies and procedures in line with regulatory changes.
- Training & Support: Provide guidance and training to internal teams on KYC/AML requirements and best practices.
- Audit Assistance: Support internal and external audits, ensuring timely provision of required documentation.
Qualifications & Experience:
- 4-5 years of experience in a compliance, KYC, or AML role, ideally within the asset management sector.
- Familiarity with Luxembourg AML/CTF regulations and CSSF requirements.
- Knowledge of AIFs and UCITS.
- Strong attention to detail and ability to manage multiple tasks.
- Excellent communication skills, with fluency in English & French.