Compliance Officer

Compliance Officer

  • Location


  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:

    Market related

  • Contact:

    Grace Downey

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    6 months ago

  • Expiry date:



  • Responsible for establishing and controlling all compliance processes to ensure conformity with the law and internal regulations, reporting to the General Counsel 
  • Primarily for the asset management function including pre- and post-trade compliance, reporting to stock exchanges and regulators, employee trading controls, data protection and anti-money laundering
  • Provide inputs for the Compliance Reporting and Processes
  • Additional responsibilities include IT system authorizations, compliance training and interaction with auditors and regulators

What We Expect

  • University Masters' degree in law preferable
  • A minimum of two years cross-border asset management experience across asset classes mandatory
  • Working knowledge of Swiss regulations
  • mimumum 5 years' experience in the Finance area
  • Excellent English and German language skills

What We Offer

  • A base to develop and grow on. Personally, as a team and for the company.
  • A work-life balance that is lived, a partnership-based business, an excellent working environment.
  • A corporate culture characterized by respect, fairness and transparency.