Compliance Monitoring

Compliance Monitoring

  • Location


  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:

    £50k - 60k per year

  • Contact:

    Tom Harvey

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    about 1 year ago

  • Expiry date:


  • Consultant:


Currently recruiting on behalf of a London based Investment Management firm with £40billion AUM, who are looking to recruit into their Compliance Monitoring team. The ideal candidate should have some experience of either compliance monitoring or more general compliance, and an understanding of the regulations affecting Asset Management. This is a small centralised team, that requires a candidate with good stakeholder engagement skills, who can use their own initiative in both designing and running tests on different scenarios.


Key Experience;

  • Exposure to the Asset Management industry, either directly or through time spent at a regulator or consultancy firm
  • Strong regulator knowledge such as the FCA guidelines, AIFMD and UCITS
  • Experience working within compliance
  • Ability to work both independently and as part of a small team