Compliance Advisory

Compliance Advisory

  • Location

    London Wall

  • Sector:

    Compliance & Financial Crime

  • Job type:


  • Salary:

    £100k - 130k per year

  • Contact:

    Tom Harvey

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


  • Consultant:


Recruiting on behalf of a leading financial services firm, for a senior compliance advisory professional to join their business. The role will predominantly support the electronic trading business, and so will need a candidate with good knowledge of a range of asset classes and relevant financial regulation. This is an immediate vacancy based in London, with a firm that provides opportunity for development, as well as the opportunity to work with senior stakeholders throughout the business.


Key Experience;

  • Compliance experience either within Banking or Fintech
  • Good cross asset experience with a preference for knowledge in indices, equities, fixed incomes or derivatives
  • In depth knowledge of the FCA handbook
  • Working knowledge of regulatory change, and the ability to advise the business
  • Strong stakeholder management skills