Compliance Advisor

Compliance Advisor

A FTSE100 firm is looking for a couple of Regulatory Compliance Advisors at both mid and senior levels to assist with the first line of defence across the business based in the East Midlands and potentially London.


  • Provide compliance advice & guidance on various regulatory matters to all areas of the business
  • Develop and implement regulatory policy, control frameworks, and processes including regultor reporting duties
  • Work closely with various departments to ensure compliance of regulatory risk within risk appetite, including Internal Audit, Operational Risk Managers and Conduct Risk teams


  • Ideally 2-6 years' experience in a similar regulatory compliance, or 1/2LOD governance role
  • Background in financial services
  • Knowledge of FCA requirements, data protection, internal audit/due diligence 
  • Degree in relevant subject
  • Further qualifications, ideally ICA/ICT or CIPP/E preferred
  • Management/Supervisory skills preferred
  • Strong communication and experience liaising with senior stakeholders

Type: Permanent, full-time

Location: East Midlands, UK

Salary: £30k-£50k base (depending on level of experience) + benefits

All applicants must be eligible to work in the UK without sponsorship as unfortunately this will not be provided on this occasion.