W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9kq1cgl2pwzy9iyw5uzxitzgvmyxvsdc5qcgcixv0

Compliance Advisor

  • Location

    London, United Kingdom

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Contact:

    Laura Bermudez

  • Job ref:

    34856

  • Published:

    2 months ago

  • Expiry date:

    2019-09-12

  • Consultant:

    Laura Bermudez

A FTSE100 firm is looking for a couple of Regulatory Compliance Advisors at both mid and senior levels to assist with the first line of defence across the business based in the East Midlands and potentially London.

Role:

  • Provide compliance advice & guidance on various regulatory matters to all areas of the business
  • Develop and implement regulatory policy, control frameworks, and processes including regultor reporting duties
  • Work closely with various departments to ensure compliance of regulatory risk within risk appetite, including Internal Audit, Operational Risk Managers and Conduct Risk teams

Requirements:

  • Ideally 2-6 years' experience in a similar regulatory compliance, or 1/2LOD governance role
  • Background in financial services
  • Knowledge of FCA requirements, data protection, internal audit/due diligence 
  • Degree in relevant subject
  • Further qualifications, ideally ICA/ICT or CIPP/E preferred
  • Management/Supervisory skills preferred
  • Strong communication and experience liaising with senior stakeholders

Type: Permanent, full-time

Location: East Midlands, UK

Salary: £30k-£50k base (depending on level of experience) + benefits

All applicants must be eligible to work in the UK without sponsorship as unfortunately this will not be provided on this occasion.