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Chief Compliance Officer

Chief Compliance Officer

  • Location

    Zurich

  • Sector:

    Compliance & Financial Crime

  • Job type:

    Permanent

  • Salary:

    Market related

  • Contact:

    Grace Downey

  • Contact email:

    grace.downey@jcwresourcing.com

  • Contact phone:

    02035899300

  • Job ref:

    LM54561

  • Published:

    3 months ago

  • Expiry date:

    2020-05-22

  • Consultant:

    #

Repsonsibilities

  • Oversight of the firm’s compliance/risk activities as Company’s compliance SME
  • Supporting and co-ordinating senior management focus on managing the money laundering/terrorist financing and other risk in individual business areas.
  • Reviewing internal suspicious activity referrals and submitting external suspicious activity referrals
  • Making available to employees any government or FATF findings concerning the approach to money laundering prevention countries or jurisdictions.
  • Oversight of the implementation of the firm’s AML/CTF policies and procedures, including operation of the risk-based approach under delegation from senior management.
  • Development with SME input of end-to-end online remittance compliance solutions for new countries
  • Submitting periodic reports to senior management assessing the operation and effectiveness of the firm’s systems and controls in relation to managing money laundering risk.
  • Reporting to senior management on the outcome of any relevant quality assurance or internal audit reviews of the firm’s AML/CTF processes, as well as the outcome of any review of the firm’s risk assessment procedures.
  • Preparing technical requirement documents for compliance features in the system.

Experience/Qualifications

  • 5+ years of relevant experience in Regulatory Compliance 
  • Educational background in a relevant discipline such as Law, Finance, Business Administration Audit.
  • Strong preference for relevant Compliance qualifications
  • Strong knowledge and working experience of relevant local laws and regulations 
  • Good understanding of global laws and regulations as well as Swedish-specific regulations (Swedish law Act, Swedish Bank Secrecy Act, FATF guidelines, etc.)