Associate Director - ERM & Corporate Functions Audit

Associate Director - ERM & Corporate Functions Audit

  • Location

    Phoenix, United States

  • Sector:

    Risk Management , Audit & Finance

  • Job type:


  • Salary:

    $100,000 - $140,000 + bonus

  • Contact:

    Corey Rague

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


  • Consultant:


JCW is currently working on a search for an Associate Director – ERM & Corporate Functions Audit with a leading banking organization for their Phoenix, AZ location. The qualified candidate will be responsible for planning, executing and delivering various audits of Enterprise Risk Management across Bank operations and corporate functions (i.e. Human Resources, Legal, Marketing & Advertising, etc). The individual will evaluate processes and internal controls for adherence to bank policies and procedures, compliance with federal and state banking regulations, and for risk to the overall organization.

Responsibilities include:

  • Leads audits under the direction of the Internal Audit Director, which can include individual or multiple audit assignments and/or projects;
  • Manages less experienced auditors on one or multiple assignments;
  • Conducts comprehensive risk assessment and engagement planning;
  • Maintains audit software (TeamMate) to provide a well-documented and organized audit program and audit work papers;
  • Integrates SOX testing into the scope of audits as appropriate;

Position requirements:

  • Undergraduate degree in Finance, Accounting, Business Administration or related area.  A graduate degree is a plus but not required;
  • Minimum eight+ (8+) years in the auditing or related field;
  • Three or more years in a managerial role;
  • Professional certification of Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS);
  • Detail-oriented and proficient in Microsoft Office applications;

Corey Rague recruits for Risk and Analytics professionals across the financial services sector and would be happy to provide further details about this or other positions. You can reach him at (646) 517-8533 or at corey.rague@jcwresourcing.com