Senior Compliance Officer

  • Posted: 23/05/2023
  • Salary: €90-€100,000
  • Location: Amsterdam, Netherlands
  • Job Type: Permanent/Fixed Term

Main responsibilities are:
  • Providing ad- hoc advice and guidance to the finance and legal account managers on the full range of compliance topics, including AML, sanctions, privacy, conflicts of interest, outsourcing, licensing etc. in accordance with the relevant regulations;
  • Providing support to the financial and legal account managers as well in the process of client acceptance and client file reviews, ensuring accuracy and completeness of the client files;
  • Assisting legal and financial account managers with compliance issues during the client’s life cycle (client acceptance due diligence, transaction monitoring, periodic reviews, and exit);
  • Providing training and support to the business to continuously enhance awareness and understanding of compliance risks and regulations;
  • Establishing and implementing effective and pragmatic processes and procedures to mitigate compliance risks;
  • Taking part in various compliance projects and working groups;
  • Acting as sparring partner for other compliance officers Participating in Client Acceptance Meetings, Internal Compliance Meetings, Business Compliance Meetings;
  • Backing up the Head of Compliance
Anis Soomaroo Associate Consultant

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