Financial Crime - Senior Manager Trade Surveillance

The Financial Crime team in the UK works with clients to manage business risk through:

·       Responsive and robust investigations driven by situational expertise and analytics

·       Remediation built around technologies to improve efficiency

·       Transformation projects that help clients emerge stronger from unplanned events

·       Working with our clients to change their financial crime functions for the better through enhanced controls, monitoring systems, analytics, improved policy and procedures, more effective risk management, and reduction in costs

The role responsibilities will include the following:

• Vendor evaluations and assistance for surveillance strategic roadmaps

• Market abuse surveillance implementation and calibration (e.g. detection scenarios, instance identification, parameter setting and tuning)

• Data driven surveillance effectiveness review and optimisation

• Reviewing end-to-end data and process flow supporting surveillance implementations

• Risk assessment design, construction and review and assistance in dealing with regulatory enquiries

• Providing day-to-day support for deployment of augmented market abuse surveillance operating models

• Actively contributing on client-facing project work, being self-starting and motivated to produce the required high standard of deliverables

• Development of risk methodology and practical experience of executing risk assessments Building and maintaining relationships both internally within the PwC network and externally with clients

Essential skills and experience

• Experience of market abuse surveillance functions

• Experience of vendor solution implementation and refinement

• Knowledge of different types of market abuse risk and their manifestations

• Experience of industry relationships (eg vendors or industry conferences)

• Experience of providing MI and summarising data for senior stakeholders

• Demonstrable technical knowledge of specific wholesale banking products and asset classes

• Knowledge and interest in  the Market Abuse regulatory environment

• Experience of risk management tasks and approaches